问题描述:
[单选]
Which of the following measure should NOT be taken regarding margin trading? 關於保證金交易不應採取以下哪項措施?
A.ensure clients are informed of the scope of services provided to them 確保客戶了解提供給他們的服務範圍
B.ensure clients’ understanding and awareness on the restrictions, requirements and conditions applicable to margin trading 確保客戶對適用於保證金交易的限制,要求和條件有所了解和認識
C.ensure clients’ have sufficient funds to settle the full payment (settlement) obligation 確保客戶有足夠的資金以支付全額(結算)責任
D.ensure margin trading is confined to the List of Eligible SSE/SZSE Securities for Margin Trading 孖展買賣僅限於可進行孖展買賣的合資格上交所/深交所股票名單
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上一篇:Which of the following is eligible investor for trading SZSE’s ChiNext shares? 以下哪項是買賣深交所創業板股份的合資格投資者?
下一篇:Which of the following will the eligible stock for margin trading be suspended? 以下哪項導致個別合資格股票的孖展買賣被暫停?
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